Research
Peer-Reviewed Publications
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Political Science Research and Methods
What role does Congress play in shaping presidential unilateral action? Recent scholarship highlights that executive orders require cooperation from agencies, and thus should be understood not as truly 'unilateral' but instead as acts of executive-branch delegation. In this paper, I argue that this delegation facilitates an under-investigated channel for Congressional influence: Congressional committees can exercise their oversight capabilities to shape the implementation of executive orders by administrative agencies. I demonstrate this dynamic using two novel datasets. The first is a dataset of executive orders that have been coded using original measures of executive-branch delegation and discretion. The second is a collection of Congressional hearings that have as a primary focus an executive order or its implementation. Using these data, I find that Congress engages in more oversight activity when an executive order delegates more authority and a wider discretionary window to agencies. This relationship is generally not conditioned by partisan division, but rather persists during periods of both unified and divided government. This finding supports the theory that Congress is able to participate in unilateral policymaking by shaping agency implementation, recasting our understanding of the inter-branch politics of executive unilateralism.
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Presidential Studies Quarterly
Political scientists typically view unilateral action as the president “going it alone” in opposition to Congress. However there is increasing recognition that, while such action may be unilateral with respect to Congress, its implementation relies on the cooperation of administrative agencies. This paper takes the premise that unilateral action should be understood as an act of administrative delegation: in issuing a unilateral directive, a president is both authorizing an agency to act, as well as indicating a discretionary window for such action. In this paper, I propose novel measures of delegation and discretion that are unique to the executive-branch context, and provide evidence of the reliability and validity of the proposed measures. I then use the measures to show that the extent of delegation and discretion granted to administrative agents has shifted across modalities (executive orders, memoranda, proclamations) over time: the proportion of high-scoring executive orders has been increasing, but that increase is offset by a corresponding decrease in high-scoring memos and proclamations.
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Presidential Studies Quarterly
Increasing partisanship is a well-studied feature of contemporary American politics, but how that partisanship is reflected in executive-branch administration is relatively under-examined. This article addresses this question in the context of centralized regulatory review. I first corroborate the surprising finding by Haeder and Yackee (2018) that ideological misalignment between the president and promulgating agencies does not affect review outcomes. Additionally, while Haeder and Yackee find that more liberal agencies’ rules are changed more often, I instead find that OIRA is more likely to request changes under Democratic than under Republican presidents. These results shed new light on the role of regulatory review as a tool for presidential policymaking.
Other Publications
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University of Chicago Center for Effective Government
Part of the University of Chicago Center for Effective Government Democracy Reform Primer Series. This primer reviews the scholarly literature on Senate-confirmed appointees to evaluate the likely impact of this proposed democratic reform.
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Contribution to the Oxford University Press “Oxford Explains Video Series: The US President.” Reviews current legal and political debates about use of the 25th Amendment for presidential removal. Publication forthcoming.
Working Papers
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Two important tools for presidential control of bureaucratic agencies are regulatory review and politicization. Extensive literatures in political science investigate the use of these tools in isolation, but I argue that these tools should be understood as strategic substitutes. Using a dataset of 14,171 regulatory actions reviewed by OIRA between 1994 and 2022, combined with personnel information for 154 agencies from the Office of Personnel Management, I find that rules from more politicized agencies are changed by OIRA less frequently: a one standard deviation increase in politicization above the mean is associated with a roughly 8.5 percentage point decrease in the likelihood that a rule is changed at the review stage. The association is robust to a variety of modeling choices, and does not appear to be driven by changes to the overall volume of rulemaking activity. A placebo test supports the idea that the association reflects within-administration strategic substitution.
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Federal agencies are responsible for a significant proportion of contemporary policymaking. While Congress passes the laws, it is federal agencies who define and implement the law through rulemaking, often employing broad discretion in doing so. An important element of federal rulemaking is participation by the general public through the notice and comment process. Previous scholarship has investigated whether comments provided through this process influence final policy outcomes, often finding that the process tends to favor organized or well-resourced interests at the expense of the public. However, due to feasibility considerations in analyzing large text-based datasets, existing studies typically focus on a sample of rules or agencies, limiting the generalizability of the findings. We build on this important literature using an original dataset of comments scraped from regulations.gov, the federal government’s e-rulemaking portal. Leveraging advances in AI-assisted automated text classification, we analyze over 130,000 comments on nearly 8,000 rulemaking dockets. Using these data, we find that opposition from individual commenters is associated with change between the proposed and final stages of the rule. This association is more robust than the analogous association for comments from private sector entities. Moreover, when individuals and private sector commenters disagree, we find that influence weakens for both groups, however the influence of individual commenters is more robust.
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A common assumption in the American politics literature is that a president, as head of the executive branch, prefers high-quality governance to low-quality governance, irrespective of policy choice. Legacy concerns, fear of electoral reprisal, and the unique national constituency of the president all support this assumption. Puzzlingly, however, presidents sometimes make administrative decisions that seem contrary to a good governance objective. This paper addresses this dilemma by developing a formal model of presidential incentives to undermine bureaucratic capacity. The model identifies conditions under which an incumbent president has an incentive to reduce the long-term capacity of the bureaucracy so as to constrain the ability of future administrations to pursue policies that are far from the incumbent’s ideal point. This finding indicates that low-quality governance can sometimes be a deliberate choice, rather than an inadvertent result of political trade-offs.
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Recent scholarship on presidential unilateralism has shifted focus from the political dynamics between the president and Congress, to the intra-branch administrative politics of unilateral action. In this paper I contribute to this emerging literature by considering the president’s ability to constrain bureaucratic behavior in the context of unilateral action. In particular, I examine the relationship between the role of agencies in the formulation of an executive order and its associated discretionary window. I find that when agencies develop executive orders, the orders contain narrower grants of discretion than when orders are developed by White House staff, even when controlling for order significance and extent of delegated authority. Moreover, this relationship does not seem to have changed over time, and does not vary by party. This finding suggests that, at least in the context of executive unilateralism, presidents are able to constrain the exercise of agency discretion.